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Since
1991, Lombard has been building a network of independent brokers,
coast to coast. It is now among the largest employee-owned independent
NASD (FINRA) member firms in the nation with approximately 70% of the firm
owned by its brokers and directors. Lombard is headquartered in Baltimore
MD, and has numerous locations across the United States.
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Lombard
has received widespread acclaim for being on the cutting edge of technology
systems. In fact, Lombard is one of the few firms in the industry
to provide its brokers with real-time entry and reporting systems.
Lombard delivers its system as an integrated
desktop environment that is windows-based and Internet accessible.
The system includes: |
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- real-time
account and investment information
- integrated
operational and client management systems
- on-line
quotations and unbiased market research
- pre-market
bidding for auctioned IPOs
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The
bottom line - superior, responsive service to clients. |
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Lombard
was founded by former officers of Baker, Watts & Co. Inc, a NYSE Member.
Lombard is guided by a nine-person unpaid Board of Directors, which
includes eight retail brokers. Focused on providing independent brokers
with the operational and systems support they need to service their
clients best, Lombard: |
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- provides
a unique blend of state-of-the-art technology and the personal
service of a quality regional firm
- offers
no proprietary products
- encourages
brokers to recommend appropriate products to clients by eliminating
incentives that favor one product over another
- eliminates
hidden "nickel and dime" charges such as monthly fees
to maintain registration with Lombard and pennies per share charged
for so-called "floor brokerage"
- gives
representatives access to LSI management teams, 24 hours a day
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