Lombard Securities Business Continuity Plan Summary
Lombard Securities Incorporated has adopted a Business Continuity Plan to enable the prompt resumption of its operations in the event of disruption that affects Lombard or any locality or region in which Lombard operates. Lombard's Business Continuity Plan is designed to enable Lombard to continue or resume its operations as quickly as possible so the Firm can provide customers with access to their accounts and to the securities markets. The Plan includes relocation of personnel to pre-assigned alternate facilities if necessary.
In the face of any disaster, Lombard and its employees are committed to providing the Firm's customers with access to as full a range of services as is feasible under the circumstances. If possible, Lombard will continue it business operations. In the event of a disruption, Lombard will resume operations as soon as it can do so. Lombard has taken a number of steps to accomplish this, including the establishment of back-up facilities and alternate methods of communication to enable customers to access their accounts and to stay informed about the disruption and resumption of Lombard's business.
Lombard's plan is reviewed annually and updated as necessary. If the Plan is modified, an updated summary will be posted on Lombard's web site.
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