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Philosophy
We at Lombard Securities know the time consuming and challenging nature of the tasks facing individual investors. Accordingly, we are committed to helping you set your goals and providing you with the service that you need to achieve them. Each of our trained and experienced representatives stand ready to meet your individual needs and investment objectives.
  This commitment begins with our computer system. Our system employs one of the few "real-time" programs on Wall Street--meaning that it is constantly updated with information about your account. Most other brokerage systems provide yesterday's information.
  Because we are a member of the Securities Investor Protection Corporation (SIPC), your account is covered by a $500,000 SIPC protection plan. Additional coverage is provided through CAPCO on accounts that are held at our clearing firm, Ridge Clearing and Outsourcing, Inc. This protection does not cover the loss in value of any securities caused by market fluctuations.
  Unlike many other firms, Lombard Securities does not develop or market its own financial products. Our investment recommendations are made to you because we believe in them and not because of a need to market proprietary wares. Whether you're looking for investment advice on money management, or on specific mutual funds, stocks, or bonds, your Lombard Securities representative stands ready to provide you with a responsible, reasoned recommendation.
  Wall Street often forgets that client objectives come first. After all, our success depends upon our client's success. The client relationships that our representatives have maintained over the years serve as a constant reminder of this at Lombard Securities.
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