Broker Overview

Maybe you’re looking for more autonomy. Or greater support to help you grow your client base. Or perhaps you simply want the freedom to offer your clients the best products – not necessarily those pushed by your current firm. Whatever your reasons, Lombard Securities provides the support, systems, freedom and culture you need to flourish as a seasoned, independent broker. Come join our network of independent brokers and put your future
in your own hands.

Combining the Benefits of an Established Brokerage With the Needs of the
Independent Broker.

At Lombard Securities, we understand the challenges you face in making the transition to become an independent broker; we’ve been there ourselves. That’s why, from the moment you choose to join Lombard, you’ll be backed by the support of a dedicated, accessible management team that brings decades of experience and in-depth knowledge of the securities business.

Lombard’s broker support also includes:

• 24/7 access to management;
• Real-time systems for account transactions;
• Automated transfer of accounts with service and support from Day One;
• Extensive marketing support to help you grow and retain your client base;
• Unbiased research to help you give sound investment advice;
• An automatic mutual fund network;
• And our business continuity promise.

Support when you need it most isn’t all you’ll gain at Lombard. We offer the seasoned broker a culture where experience and independence are highly valued and your clients come first. As your partner, we’ll provide you with all the tools you need to make going independent the best decision of your career.

Systems That Surpass Those on Wall Street.

In order to provide responsiveness to your clients, you need the right tools to get the job done. With Lombard, you’ll have access to advanced technology systems that are among the best
in the industry – giving you instant access to accounts and real-time, web-based account transactions. From trading to account updates to customer profiles, everything you need to serve your clients is at your fingertips.

The Lombard Advantage Makes Us Different.

The Lombard difference is evident in our people. With deep roots in the financial industry,
our experienced management team brings the skills, talent and resources necessary to help you provide clients with exceptional, real-time account servicing to help them reach their financial goals.

Lombard prides itself on its fair payout structure and commitment to its brokers and clients. Unlike other firms, with Lombard you’ll find low fees and no hidden or “nickel-and-dime” charges. And because we don’t develop or sell our own financial products, you have the freedom to offer your clients what’s best for them – putting their objectives first.

Learn More. Take Our Broker Tour.

Earn more money, operate autonomously, use the latest technology, and keep your focus
on your clients. The advantages of going independent with Lombard are endless. See for yourself by taking our multimedia tour today.

Lombard Securities – Built for the Independent Broker.