About Lombard
Become a Broker
News & Resources
Contact Us
About Lombard

Built for the
Experienced Broker

Unmatched back
office support

web-based trading

High payouts with
no hidden costs

Company Overview

Lombard Securities has been helping the seasoned broker become independent since 1991. With deep roots in the brokerage industry, Lombard is an employee-owned firm built for the experienced broker who values both stability and independence. Headquartered in Baltimore, Maryland, Lombard’s independent broker network spans the entire country, serving clients from metropolitan hubs to suburban locations.

Today Lombard is proud to be one of the largest, employee-owned independent brokerage firms, with more than 70 percent of the firm owned by our brokers and directors.

Founded by former officers of Baker, Watts & Co., Inc., Lombard is guided by a eight-person unpaid Board of Directors, which includes seven retail brokers. Our management team supports the seasoned, independent broker with around-the-clock service, advanced technology systems, market freedom and a client-centered approach to doing business.

Service and Support

At Lombard, we understand what it’s like to be an independent broker and the hurdles you’ll need to overcome to get there. That’s why we provide unmatched, back-office support both during your transition and throughout your career with us. Our management team averages
30 years of experience, which we put to work directly for our brokers.


Having the ability to access your clients’ accounts and perform transactions quickly is important to you. At Lombard, you’ll have advanced technology at your fingertips.

Our Windows-based, online support systems deliver:

  • Real-time account and investment information,
  • Integrated operational and client management systems,
  • On-line quotes and unbiased market research,

Market Freedom

Lombard doesn’t develop or sell its own financial products, so you have the freedom and flexibility to recommend products for your clients based on your knowledge, experience, and market conditions. Plus, you’ll enjoy high payouts and low fees, helping you to grow your business and pass more earnings along to your clients.

Client-Centered Approach

Our brokers and clients are paramount to our success, so we strive to provide superior, responsive service. With 24/7 back-office support, you can focus on maintaining and growing your client relationships and offering clients the best recommendations and advice.