Real-time Systems | Extensive Third Party Marketing Support | Unbiased Research | Automatic Mutual Fund Network | Automated Transfer of Accounts System | Pre-market Access to Initial Public Offerings | Independent Broker FAQ Independent Broker FAQ Can I test drive your state-of-the-art systems? Please fill out the temporary access form to obtain a temporary access user name and immediate access to our systems. Where can I get more information on Lombard's unique pre-market access to "dutch auction" IPOs? Please click here for an explanation of our pre-market access to OpenIPO "dutch auction" initial public offerings. I am ready to join Lombard. What do I have to do? In order for Lombard to begin the process, the CRD and Credit Verification form must be signed and returned to Lombard. This gives Lombard Securities authority to access your NASD (FINRA) regulatory history through the Central Registration Repository. To access the CRD and Credit Verification form, please click here. The form should be mailed to: CRD and Credit Verification Lombard Securities Incorporated 1820 Lancaster St. Baltimore, MD 21231 If you have any questions, feel free to contact C. Curtis Fox at 1.800.755.2144 x317.

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