Lombard is a full-service brokerage firm, which deals in most types of retail securities, and also owns and operates an SEC Registered Investment Advisor and a full-service Insurance Agency.
The firm is a closely held corporation founded in 1990. The firm currently employs about 70 registered personnel, 50 branch locations, and full-time support and supervisory staff headquartered in Baltimore MD.
Lombard is an introducing broker/dealer and clears its brokerage and advisory business through First Clearing officially known as Wells Fargo Clearing Services.
Looking at our culture and investment philosophy, our average rep has more than 20 years in the securities business and the firm’s managing principals have a minimum of 35 years of investment business experience. The firm strongly retains its stock and bond culture from its founding and caters to both new and old-school brokers and advisors. Our representatives are as diverse as our customers, and each of our reps makes recommendations based on investments that are suitable and appropriate for that individual client. Lombard’s brokers are given no special payouts on any products and are free to offer a wide range of products and services to their customers’ financial needs and goals.
We offer our representatives the personalized service that only a small firm can provide combined with the depth of product, systems, and services that only comes from a top-tier clearing firm.